Conflict of interest policy
This Conflict of Interest Policy explains how Fusion Trade Mark handles conflicts of interest that arise within Fusion Trade Mark , between Fusion Trade Mark and its customers, and between Fusion Trade Mark's customers.
This Policy is amended from time to time to reflect changes in the Company's operations or practices and to keep it current with changes in law, technology and the business environment in general. This Policy applies to all activities conducted by Fusion Trade Mark and its employees.
Fusion Trade Mark executes all transactions with clients as principal, hedging its net exposure to counterparties; in other words, clients' objectives are more closely aligned with its own objectives, notwithstanding the fact that it acts as principal in all transactions. Because Fusion Trade Mark does not provide investment recommendations, no conflict of interest can arise in this regard. Fusion Trade Mark only offers CFDs, which eliminates the possibility of conflicts between different types of products.
Fusion Trade Mark is responsible for identifying and resolving other conflicts of interest that arise in its business that could involve a substantial risk of harm to the interests of its clients. In particular, Fusion Trade Mark has considered potential conflicts of interest arising from the execution of transactions for its clients.
The following actions were taken to resolve other conflicts of interest:
(a) When Fusion Trade Mark executes a customer's order, it will not favour that customer to the detriment of other customers or disclose information on one customer's order to other customers.
(b) Fusion Trade Mark executes all electronic orders in accordance with policies that ensure compliance with applicable rules and regulations regarding transactions executed on behalf of clients. Fusion Trade Mark's procedures ensure that customer orders are executed promptly, fairly and efficiently compared to other orders. These procedures ensure that orders that are otherwise comparable in time of receipt are executed.
c) Fusion Trade Mark has established a procedure whereby the execution of orders on behalf of clients is promptly and accurately recorded, otherwise comparable orders are recorded consistently and promptly unless, due to the characteristics of the order or current market conditions, such action is impractical or is otherwise required in the best interests of the client.
(d) In accordance with Fusion Trade Mark's procedures, Fusion Trade Mark, its employees and affiliates may not misuse information about customers' pending orders.
(e) All Fusion Trade Mark employees are prohibited from trading using personal accounts to avoid actual or suspected conflicts of interest.
(f) All Fusion Trade Mark employees are prohibited from accepting gifts or other forms of inducements from any person who has a pecuniary interest that is reasonably likely to be in substantial conflict with Fusion Trade Mark's and/or its employees' duties in connection with its policy of fair treatment of customers or such recipient's duties to customers.
Fusion Trade Mark is committed to developing an effective and appropriate compliance culture to resolve any potential conflicts of interest that may arise in the future. Consequently, Fusion Trade Mark employees are required to monitor any new circumstances that may give rise to conflicts and implement the measures necessary to resolve them.
In the rare event that Fusion Trade Mark's conflict of interest procedures are not reasonably likely to ensure that risks of harm to a client are avoided, Fusion Trade Mark should clearly explain to the client the general nature and/or sources of conflicts of interest prior to performing any transactions for clients.
If you have any questions about the Conflict of Interest Policy, or would like to help us improve this Policy, you can contact us by emailing us at: [email protected]